Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-06-26
TX RA APPROVED 2019-03-21
  • WA RA
    APPROVED
    Since 2024-06-26
  • TX RA
    APPROVED
    Since 2019-03-21

Branch Locations

Bonney Lake, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2012 03/2019
Lpl Financial, Llc Bedford TX 03/2019 Present
Previous Registrations
  • 2013-03-04 → 2019-03-22
    Bedford, TX
    North Richland Hills, TX
    St Louis, MO
    Arlington, TX
Other Businesses

1. 03/21/2019 - BLUE OAK PRIVATE WEALTH/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED / 5%/ BEDFORD, TX 2. 03/21/2019 - BLUE OAK PRIVATE WEALTH/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 0%/ BEDFORD, TX 3. 3/3/2023 - Encore Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/01/2023 - 120 Hours Per Month/8 Hours During Securities Trading. 4. 10/28/2025 - WORD Boat Trailers - Other - Retail - Owner - Not Investment Related - Tacoma, WA - Start Date 08/01/2024 - 30 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-08
  • S66 Uniform Combined State Law Examination
    2013-01-08
Other Names
  • Casey Adam Griesemer

View on SEC IAPD

More in Bonney Lake, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor