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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-06-26 |
| TX | RA | APPROVED | 2019-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 10/2012 | 03/2019 |
| Lpl Financial, Llc | Bedford | TX | 03/2019 | Present |
1. 03/21/2019 - BLUE OAK PRIVATE WEALTH/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED / 5%/ BEDFORD, TX 2. 03/21/2019 - BLUE OAK PRIVATE WEALTH/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 0%/ BEDFORD, TX 3. 3/3/2023 - Encore Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/01/2023 - 120 Hours Per Month/8 Hours During Securities Trading. 4. 10/28/2025 - WORD Boat Trailers - Other - Retail - Owner - Not Investment Related - Tacoma, WA - Start Date 08/01/2024 - 30 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-08 |
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