Aaron Daniel Pugh

Current Employers

Driven Investments Llc

Lehi, UT • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2020-09-22

UT RA
APPROVED

Since 2020-09-22

Branch Locations

Lehi, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Interactive Financial Advisors	Salt Lake City	UT	06/2014	08/2020
Gwn Securities Inc	Salt Lake City	UT	03/2016	12/2016
Brooklight Place Securities, Inc.	Downers Grove	IL	01/2017	09/2020
Contract Mill	Hurricane	UT	06/2016	Present
Sji Financial	Salt Lake City	UT	04/2016	08/2020
Driven Investments Llc	Pocatello	ID	08/2020	Present

06/2014 → 08/2020

Interactive Financial Advisors

Salt Lake City, UT
03/2016 → 12/2016

Gwn Securities Inc

Salt Lake City, UT
01/2017 → 09/2020

Brooklight Place Securities, Inc.

Downers Grove, IL
06/2016 → Present

Contract Mill

Hurricane, UT
04/2016 → 08/2020

Sji Financial

Salt Lake City, UT
08/2020 → Present

Driven Investments Llc

Pocatello, ID

Previous Registrations

2014-06-25 → 2020-08-24

Interactive Financial Advisors

Salt Lake City, UT
2013-10-29 → 2014-04-30

Strategic Advisers Llc

Salt Lake City, UT

Other Businesses

NAME OF BUSINESS: SHELTON INSURANCE; NATURE OF BUSINESS: SALES AND SERVICE OF FIXED INSURANCE; LOCATION: 1414 E 4500 SOUTH, SUITE 3A, SALT LAKE CITY, UT 84117; TITLE: INSURANCE PRODUCER; START DATE: 11/2014; APPROXIMATE NUMBER OF HOURS PER MONTH: 1; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 1. DUTIES: I REFER CURRENT CLIENTS TO SHELTON INSURANCE FOR THEIR INSURANCE NEEDS. NAME OF BUSINESS: TDR PROPERTIES (CONTRACT MILL). NATURE OF BUSINESS: REAL ESTATE COMPANY. TITLE: BOOKKEEPER. START DATE: 06/2016. APPROXIMATE NUMBER OF HOURS PER MONTH: 1; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 0. NAME OF BUSINESS: BAM LLC. NATURE OF BUSNIESS: REAL ESTATE HOLDINGS COMPANY. TITLE: OWNER/SINGLE MEMBER. START DATE: 01/2020. APPROXIMATE NUMBER OF HOURS PER MONTH: 3; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 0. NAME OF BUSINESS: JAPUGH LLC . NATURE OF BUSNIESS: REAL ESTATE HOLDINGS COMPANY. TITLE: CO-OWNER/MEMBER. START DATE: 01/2023. APPROXIMATE NUMBER OF HOURS PER MONTH: 3; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 0.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-10-25
S63	Uniform Securities Agent State Law Examination	2012-12-22

S66 Uniform Combined State Law Examination

2013-10-25
S63 Uniform Securities Agent State Law Examination

2012-12-22

View on SEC IAPD