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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Dallas | TX | 10/2015 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 10/2015 | 09/2019 |
| Jpmorgan Chase Bank Na | Plano | TX | 09/2019 | 12/2019 |
| Jpmorgan Securities Llc | Plano | TX | 09/2019 | 12/2019 |
| Charles Schwab & Co., Inc. | Fort Worth | TX | 12/2019 | Present |
| Schwab Wealth Advisory Inc | Westlake | TX | 09/2024 | Present |
1) ZAHN ASSOCIATES, INC. | NOT INVESTMENT-RELATED | 1102 W CASS ST, TAMPA FL, 33606 | EDUCATION | INSTRUCTOR | 09/23/2018 | HPM VARIES | NONE DURING TRADING HOURS | I TEACH EDUCATION CLASSES RELATED TO THE CFP. 2) BRITT VENTURES, LLC. | NOT INVESTMENT-RELATED | CORINTH, TX 76210 | EDUCATION | MANAGER | 03/28/2018 | LESS THAN 20 HPM | NONE DURING TRADING HOURS | THIS IS A HOLDING COMPANY THAT IS USED TO RECEIVE THE RENTAL INCOME FROM A PROPERTY AS WELL AS INCOME PAID FROM ZAHN ASSOCIATES, INC. 3) 3116 TIMBERVIEW DR | NOT INVESTMENT-RELATED | CORINTH, TX 76210 | REAL ESTATE/PROPERTY MANAGEMENT | OWNER | 11/01/2018 | LESS THAN 20 HPM | NONE DURING TRADING HOURS | THIS IS A RENTAL PROPERTY THAT IS MANAGED BY A PROPERTY MANAGEMENT COMPANY - DENTON PROPERTY MANAGEMENT. 4) 1713 SUNFLOWER DR | NOT INVESTMENT RELATED | CORINTH, TX 76210 | REAL ESTATE/PROPERTY MANAGEMENT | OWNER | 12/24/2020 | LESS THAN 20 HPM | NONE DURING TRADING HOURS | THIS IS A RENTAL PROPERTY THAT IS MANAGED BY A RENTAL PROPERTY MANAGEMENT COMPANY - DENTON PROPERTY MANAGEMENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-21 |
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