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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-10
  • TX RA
    APPROVED
    Since 2024-09-10

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Dallas TX 10/2015 09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 10/2015 09/2019
Jpmorgan Chase Bank Na Plano TX 09/2019 12/2019
Jpmorgan Securities Llc Plano TX 09/2019 12/2019
Charles Schwab & Co., Inc. Fort Worth TX 12/2019 Present
Schwab Wealth Advisory Inc Westlake TX 09/2024 Present
Previous Registrations
Other Businesses

1) ZAHN ASSOCIATES, INC. | NOT INVESTMENT-RELATED | 1102 W CASS ST, TAMPA FL, 33606 | EDUCATION | INSTRUCTOR | 09/23/2018 | HPM VARIES | NONE DURING TRADING HOURS | I TEACH EDUCATION CLASSES RELATED TO THE CFP. 2) BRITT VENTURES, LLC. | NOT INVESTMENT-RELATED | CORINTH, TX 76210 | EDUCATION | MANAGER | 03/28/2018 | LESS THAN 20 HPM | NONE DURING TRADING HOURS | THIS IS A HOLDING COMPANY THAT IS USED TO RECEIVE THE RENTAL INCOME FROM A PROPERTY AS WELL AS INCOME PAID FROM ZAHN ASSOCIATES, INC. 3) 3116 TIMBERVIEW DR | NOT INVESTMENT-RELATED | CORINTH, TX 76210 | REAL ESTATE/PROPERTY MANAGEMENT | OWNER | 11/01/2018 | LESS THAN 20 HPM | NONE DURING TRADING HOURS | THIS IS A RENTAL PROPERTY THAT IS MANAGED BY A PROPERTY MANAGEMENT COMPANY - DENTON PROPERTY MANAGEMENT. 4) 1713 SUNFLOWER DR | NOT INVESTMENT RELATED | CORINTH, TX 76210 | REAL ESTATE/PROPERTY MANAGEMENT | OWNER | 12/24/2020 | LESS THAN 20 HPM | NONE DURING TRADING HOURS | THIS IS A RENTAL PROPERTY THAT IS MANAGED BY A RENTAL PROPERTY MANAGEMENT COMPANY - DENTON PROPERTY MANAGEMENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-28
S63 Uniform Securities Agent State Law Examination 2012-12-21
  • S66 Uniform Combined State Law Examination
    2015-10-28
  • S63 Uniform Securities Agent State Law Examination
    2012-12-21
Designations
Other Names
  • Sean Christopher Britt

View on SEC IAPD

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