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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-06-11
TX RA APPROVED 2021-06-11
  • NC RA
    APPROVED
    Since 2021-06-11
  • TX RA
    APPROVED
    Since 2021-06-11

Branch Locations

3019 S. Church [Satellite], Burlington, NC 27215 • United States

7615 Colony Rd Ste 215A, Charlotte, NC 28226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Burlington NC 12/2008 11/2016
Wells Fargo Clearing Services, Llc Burlington NC 11/2016 06/2021
Wells Fargo Advisors Financial Network, Llc Burlington NC 06/2021 Present
Previous Registrations
Other Businesses

WILLIAMS HIGH SCHOOL; INVESTMENT RELATED; BURLINGTON,NC; ACADEMY OF FINANCE BOARD MEMBER; START DATE 07/1/2013; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO DISCUSS PREPARING HIGH SCHOOL KIDS ON DEALING WITH FINANCES AND A DISCIPLINARY REVIEW FOR CONDUCT UNBECOMING OF THE AOF. CADE ENTERPRISES, LLC; INVESTMENT RELATED; BURLINGTON,NC; 100% OWNERSHIP; START DATE 03/22/2023; NUMBER OF HOURS PER MONTH .6; NUMBER OF HOURS DURING TRADING .6; FINET PRACTICE. NORTH CAROLINA GRAND LODGE; INV. RELATED; RALEIGH,NC; FINANCE COMMITTEE MEMBER; START DATE 01/15/2023; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 2; ATTENDING MEETINGS TO DISCUSS BUSINESS OF THE LODGE AND THE DIRECTION FOR FUNDS TO OPERATE THE LODGE. MASONIC HOME FOR CHILDREN AT OXFORD; NOT INV RELATED; OXFORD,NC; ORPHANAGE; FINANCIAL DEVELOPMENT COMMITTEE; START DATE: 02/14/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-21
  • S66 Uniform Combined State Law Examination
    2012-12-21
Designations

View on SEC IAPD

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