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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-06-11 |
| TX | RA | APPROVED | 2021-06-11 |
Branch Locations
3019 S. Church [Satellite], Burlington, NC 27215 • United States
7615 Colony Rd Ste 215A, Charlotte, NC 28226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Burlington | NC | 12/2008 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Burlington | NC | 11/2016 | 06/2021 |
| Wells Fargo Advisors Financial Network, Llc | Burlington | NC | 06/2021 | Present |
WILLIAMS HIGH SCHOOL; INVESTMENT RELATED; BURLINGTON,NC; ACADEMY OF FINANCE BOARD MEMBER; START DATE 07/1/2013; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO DISCUSS PREPARING HIGH SCHOOL KIDS ON DEALING WITH FINANCES AND A DISCIPLINARY REVIEW FOR CONDUCT UNBECOMING OF THE AOF. CADE ENTERPRISES, LLC; INVESTMENT RELATED; BURLINGTON,NC; 100% OWNERSHIP; START DATE 03/22/2023; NUMBER OF HOURS PER MONTH .6; NUMBER OF HOURS DURING TRADING .6; FINET PRACTICE. NORTH CAROLINA GRAND LODGE; INV. RELATED; RALEIGH,NC; FINANCE COMMITTEE MEMBER; START DATE 01/15/2023; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 2; ATTENDING MEETINGS TO DISCUSS BUSINESS OF THE LODGE AND THE DIRECTION FOR FUNDS TO OPERATE THE LODGE. MASONIC HOME FOR CHILDREN AT OXFORD; NOT INV RELATED; OXFORD,NC; ORPHANAGE; FINANCIAL DEVELOPMENT COMMITTEE; START DATE: 02/14/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-21 |
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