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201 King Of Prussia Road Suite 620, Radnor, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-05-17 |
Branch Locations
201 King Of Prussia Road Suite 620, Radnor, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legg Mason Investor Services Llc | Philadelphia | PA | 07/2015 | 08/2017 |
| Brandywine Global Investment Management | Philadelphia | PA | 07/2015 | 07/2017 |
| Hamilton Lane | Philadelphia | PA | 08/2017 | 08/2019 |
| Mondrian Investment Partners | Radnor | PA | 10/2019 | Present |
| Foreside Fund Services, Llc | Radnor | PA | 01/2020 | Present |
1) Mondrian Investment Partners; Investment Related; Radnor, PA; Sales; Institutional Business Development Officer; Start 10/2019; 160 hrs per month, 0 during trading hours 2)IN ADDITION TO BEING AN INVESTMENT ADVISOR REPRESENTATIVE OF Mondrian Investment Partners Limited, THIS ASSOCIATE IS A REGISTERED REPRESENTATIVE OF FORESIDE FUND SERVICES, LLC, AN UNAFFILIATED BROKER DEALER. THE ASSOCIATE IS A REGISTERED REPRESENTATIVE FOR PURPOSES OF FORESIDE FUND SERVICES, LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-26 |
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