Paul James Leeming

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2020-06-08
TX	RA	APPROVED	2020-06-05
NJ	RA	APPROVED	2020-02-05

CT RA
APPROVED

Since 2020-06-08
TX RA
APPROVED

Since 2020-06-05
NJ RA
APPROVED

Since 2020-02-05

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Stonington, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New York	NY	11/2005	01/2020
Ubs Financial Services Inc.	Hartford	CT	01/2020	Present

11/2005 → 01/2020

Ubs Financial Services Inc.

New York, NY
01/2020 → Present

Ubs Financial Services Inc.

Hartford, CT

Other Businesses

1) The Williams School, New London CTUnited States- 06320, Educational Establishment, The Williams School is an independent day school for students in 6th through 12th grade, Member of audit committeeJoin committee overseeing an annual audit of the school's financials, start date-10/7/2024.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-04

S66 Uniform Combined State Law Examination

2020-02-04