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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-24 |
Branch Locations
1030 Admiral Nelson Ct , Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Coral Gables | FL | 09/2012 | 07/2026 |
| Bank Of America, N.A. | Coral Gables | FL | 10/2018 | 07/2026 |
| The Vanguard Group, Inc. | Charlotte | NC | 08/2026 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 08/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-05 |
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