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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-02-26
VA RA APPROVED 2025-02-26
  • IL RA
    APPROVED
    Since 2025-02-26
  • VA RA
    APPROVED
    Since 2025-02-26

Branch Locations

Albany, IL • United States

4801 Cox Rd. Ste 102, Glen Allen, VA 23060 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 02/2016 04/2024
Cambridge Investment Research, Inc. Fairfield IA 02/2016 04/2024
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2016 04/2024
Sentinel Pension Advisors, Inc. Wakefield MA 04/2024 01/2025
Cambridge Investment Research, Inc. Fairfield IA 02/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2025 Present
Previous Registrations
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 02/2025 2. NICOLE MCWILLIAMS, 4801 Cox Rd., Suite 102, Glen Allen VA 23060, United States, 02/16/2025, Insurance Agent, Insurance/Benefits/Human Resources, INV REL, 5 HR/MO - 5 HR/MO TRADING 3. TAG ADVISORS, 4801 Cox Rd, Suite 102, Glen Allen VA 23060, United States, 02/16/2025, W2 Employee, DBA Name, NIR, 80 HR/MO - 80 HR/MO TRADING 4. TAG RETIRE, 4801 Cox Rd., Suite 102, Glen Allen VA 23060, United States, 02/16/2025, W2 Employee, DBA Name, NIR, 80 HR/MO - 80 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-14
  • S66 Uniform Combined State Law Examination
    2012-12-14
Other Names
  • Nicole Marie Oliver
  • Nicole Marie Mcwilliams
  • Nicole Marie Mcwilliams
  • Nicole Marie Hinman

View on SEC IAPD

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