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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-12
GA RA APPROVED 2025-05-29
  • TX RA
    APPROVED
    Since 2026-01-12
  • GA RA
    APPROVED
    Since 2025-05-29

Branch Locations

410 Peachtree Pwky Bldg 400, Suite 4245, Cumming, GA 30041 • United States

230 Main St Sw, Gainesville, GA 30501 • United States

1551 Jennings Mill Rd Suite 2600-D, Watkinsville, GA 30677 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Precision Capital Management Coppell TX 04/2015 07/2017
Advisory Services Network, Llc Atlanta GA 08/2017 05/2025
Steward Partners Global Advisory, Llc Watkinsville GA 05/2025 Present
Steward Partners Investment Advisory, Llc Watkinsville GA 05/2025 Present
  • 04/2015 → 07/2017
    Precision Capital Management
    Coppell, TX
  • 08/2017 → 05/2025
    Advisory Services Network, Llc
    Atlanta, GA
  • 05/2025 → Present
    Steward Partners Global Advisory, Llc
    Watkinsville, GA
  • 05/2025 → Present
    Watkinsville, GA
Previous Registrations
Other Businesses

1) SOUTHERN LIVING REAL ESTATE INVESTMENTS, LLC: PRINCIPAL & OWNER, SERVICE CORPORATION FOR BUSINESS EXPENSES, FEES AND COMMISSIONS. NOT AN INVESTMENT RELATED ACTIVITY. LESS THAN 1 HR/MONTH ON THIS ACTIVITY. 2) BROAD & MAIN LLC: MEMBER SINCE JUNE 2021. LLC FORMED FOR THE PURPOSE OF PURCHASING & OWNING AN OFFICE BUILDING FOR THE BRANCH. NOT INVESTMENT RELATED; 0 HRS SPENT PER MONTH. 3) THISTLE CREEK FARM PARTNERS; NOT INVESTMENT RELATED; 8HRS/MO DEVOTED TO THIS ACTIVITY; 0 HRS/MO DEVOTED DURING BUSINESS HOURS; NATURE OF BUSINESS: FARM; DUTIES: CARE FOR LAND AND SOME ANIMALS; START DATE: 04/2019. 4) MUSCLE SHOALS LOCK STORAGE; NOT INVESTMENT RELATED; 0HRS/MO DEVOTED TO THIS ACTIVITY; 0HRS/MO DEVOTED DURING BUSINESS HOURS; NATURE OF BUSINESS: STORAGE UNITS; DUTIES: NONE; START DATE 01/2024; CITY/STATE; MUSCLE SHOALS, AL. 5) JEFFERSON LOCK STORAGE, LLC; NOT INVESTMENT RELATED; 0HRS/MO DEVOTED TO THIS ACTIVITY; 0HRS/MO DEVOTED DURING BSINESS HOURS; NATURE OF BUSINESS: STORAGE UNITS; DUTIES: NONE; START DATE: 05/2024; CITY/STATE: JEFFERSON, GA. 6) ATHENS LOCK STORAGE, LLC; NOT INVESTMENT RELATED; 0HRS/MO DEVOTED TO THIS ACTIVITY; 0HRS/MO DEVOTED DURING BUSINESS HOURS; NATURE OF BUSINESS: STORAGE UNITS; DUTIES: NONE; START DATE: 04/2021; CITY/STATE: ATHENS, GA. 7) FINANCIAL INDEPENDENT GROUP; NOT INVESTMENT RELATED; 80 HRS/MO DEVOTED TO THIS ACTIVITY; 80 HRS/MO DEVOTED DURING BUSINESS HOURS; DUTIES: SALES AND SUPPORT; START DATE: 2016; CITY/STATE: GAINSVILLE, GA. 8) NEWELL FAMILY CABIN, LLC; NOT INVESTMENT RELATED; FAMILY LLC OWNING REAL ESTATE; 0HRS/MO DEVOTED TO ACTIVITY; 0HRS/MO DEVOTED DURING BUSINESS HOURS. 9) NUNAN LOCK STORAGE, LLC; NOT INVESTMENT RELATED; 0HRS/MO DEVOTED TO THIS ACTIVITY; 0HRS/MO DEVOTED DURING BUSINESS HOURS; NATURE OF BUSINESS: STORAGE UNITS; DUTIES: NONE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-20
  • S65 Uniform Investment Adviser Law Examination
    2012-09-20

View on SEC IAPD

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