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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-12 |
| GA | RA | APPROVED | 2025-05-29 |
Branch Locations
410 Peachtree Pwky Bldg 400, Suite 4245, Cumming, GA 30041 • United States
230 Main St Sw, Gainesville, GA 30501 • United States
1551 Jennings Mill Rd Suite 2600-D, Watkinsville, GA 30677 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Precision Capital Management | Coppell | TX | 04/2015 | 07/2017 |
| Advisory Services Network, Llc | Atlanta | GA | 08/2017 | 05/2025 |
| Steward Partners Global Advisory, Llc | Watkinsville | GA | 05/2025 | Present |
| Steward Partners Investment Advisory, Llc | Watkinsville | GA | 05/2025 | Present |
1) SOUTHERN LIVING REAL ESTATE INVESTMENTS, LLC: PRINCIPAL & OWNER, SERVICE CORPORATION FOR BUSINESS EXPENSES, FEES AND COMMISSIONS. NOT AN INVESTMENT RELATED ACTIVITY. LESS THAN 1 HR/MONTH ON THIS ACTIVITY. 2) BROAD & MAIN LLC: MEMBER SINCE JUNE 2021. LLC FORMED FOR THE PURPOSE OF PURCHASING & OWNING AN OFFICE BUILDING FOR THE BRANCH. NOT INVESTMENT RELATED; 0 HRS SPENT PER MONTH. 3) THISTLE CREEK FARM PARTNERS; NOT INVESTMENT RELATED; 8HRS/MO DEVOTED TO THIS ACTIVITY; 0 HRS/MO DEVOTED DURING BUSINESS HOURS; NATURE OF BUSINESS: FARM; DUTIES: CARE FOR LAND AND SOME ANIMALS; START DATE: 04/2019. 4) MUSCLE SHOALS LOCK STORAGE; NOT INVESTMENT RELATED; 0HRS/MO DEVOTED TO THIS ACTIVITY; 0HRS/MO DEVOTED DURING BUSINESS HOURS; NATURE OF BUSINESS: STORAGE UNITS; DUTIES: NONE; START DATE 01/2024; CITY/STATE; MUSCLE SHOALS, AL. 5) JEFFERSON LOCK STORAGE, LLC; NOT INVESTMENT RELATED; 0HRS/MO DEVOTED TO THIS ACTIVITY; 0HRS/MO DEVOTED DURING BSINESS HOURS; NATURE OF BUSINESS: STORAGE UNITS; DUTIES: NONE; START DATE: 05/2024; CITY/STATE: JEFFERSON, GA. 6) ATHENS LOCK STORAGE, LLC; NOT INVESTMENT RELATED; 0HRS/MO DEVOTED TO THIS ACTIVITY; 0HRS/MO DEVOTED DURING BUSINESS HOURS; NATURE OF BUSINESS: STORAGE UNITS; DUTIES: NONE; START DATE: 04/2021; CITY/STATE: ATHENS, GA. 7) FINANCIAL INDEPENDENT GROUP; NOT INVESTMENT RELATED; 80 HRS/MO DEVOTED TO THIS ACTIVITY; 80 HRS/MO DEVOTED DURING BUSINESS HOURS; DUTIES: SALES AND SUPPORT; START DATE: 2016; CITY/STATE: GAINSVILLE, GA. 8) NEWELL FAMILY CABIN, LLC; NOT INVESTMENT RELATED; FAMILY LLC OWNING REAL ESTATE; 0HRS/MO DEVOTED TO ACTIVITY; 0HRS/MO DEVOTED DURING BUSINESS HOURS. 9) NUNAN LOCK STORAGE, LLC; NOT INVESTMENT RELATED; 0HRS/MO DEVOTED TO THIS ACTIVITY; 0HRS/MO DEVOTED DURING BUSINESS HOURS; NATURE OF BUSINESS: STORAGE UNITS; DUTIES: NONE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-09-20 |
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