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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
MT RA APPROVED 2012-12-06
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • MT RA
    APPROVED
    Since 2012-12-06

Branch Locations

101 River Drive North Suite 101, Great Falls, MT 59401-4200 • United States

Great Falls, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Great Falls MT 09/2012 Present
Other Businesses

(1) URSULINE CENTRE; ADDRESS: 2300 CENTRAL AVE. GREAT FALLS, MT 59401; BUSINESS DESCRIPTION: PRESCHOOL, CONFERENCE, MINISTRY; NOT INVESTMENT RELATED; START DATE: 04/18/17; CAPACITY: BOARD OF DIRECTORS; DUTIES: VOLUNTEERING AT FUND-RAISING EVENTS AND BENEFITS; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (2) NAME OF ENTITY: Great Falls Figure Skating Club ADDRESS: 4001 29th St. SW Great Falls MT 59404 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: 18/08/2025 CAPACITY: Treasurer, Board of Directors DUTIES: Treasurer for the Great Falls Figure Skating Club, Board member and Volunteer Learn to Skate Instructor HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-05
  • S66 Uniform Combined State Law Examination
    2012-12-05
Other Names
  • Mary Lester
  • Mary Kelly Lester

View on SEC IAPD

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