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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-16
  • CA RA
    APPROVED
    Since 2022-08-16

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Santa Monica, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dimensional Fund Advisors / Dfa Securities Llc Santa Monica CA 07/2012 05/2021
Capital Group / American Funds Distributors, Inc. Los Angeles CA 08/2022 Present
Unemployed Santa Monica CA 05/2021 07/2022
  • 07/2012 → 05/2021
    Dimensional Fund Advisors / Dfa Securities Llc
    Santa Monica, CA
  • 08/2022 → Present
    Capital Group / American Funds Distributors, Inc.
    Los Angeles, CA
  • 05/2021 → 07/2022
    Unemployed
    Santa Monica, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-07-22
  • S63 Uniform Securities Agent State Law Examination
    2016-07-22
Designations

View on SEC IAPD

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