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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-19
TX RA APPROVED_RES 2024-01-19
WI RA APPROVED 2015-03-27
  • FL RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-01-19
  • WI RA
    APPROVED
    Since 2015-03-27

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Milwaukee WI 06/2014 Present
  • 06/2014 → Present
    Robert W. Baird & Co.
    Milwaukee, WI
Other Businesses

Name and Address: Rental Property 2175 N 65th St Wauwatosa WI 53213 Start Date: 1/1/21 Hours Spent: 0-2 hours/month Hours Spent during trading hours: Zero Role/Responsibility: Owner/Landlord Non Investment Related Name/Address: HEAR Wisconsin 10243 W National Ave West Allis WI 53227 Start Date: 8/1/17 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Investment/Finance Committee Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-26
  • S66 Uniform Combined State Law Examination
    2015-03-26
Other Names
  • Samantha Rose Panella

View on SEC IAPD

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