Eddy R Montalvo

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-06

FL RA
APPROVED

Since 2025-01-06

Branch Locations

1524 Us Hwy 1, Sebastian, FL 32958 • United States

480 N Orlando Ave Ste 200, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services, Llc	Salt Lake City	UT	02/2016	07/2017
Usaa Financial Planning Services	Tampa	FL	07/2017	02/2018
Allen & Co. Of Florida Inc.	Lakeland	FL	02/2018	12/2018
Robert Half	Orlando	FL	02/2019	06/2019
Royal Alliance	Clermont	FL	06/2019	01/2021
Vystar Credit Union	Sanford	FL	01/2021	03/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Orlando	FL	03/2023	12/2023
Equis Financial	Orlando	FL	12/2018	06/2019
Bank Of America, N.A.	Orlando	FL	05/2023	01/2025
Wells Fargo Clearing Services, Llc	Winter Park	FL	01/2025	Present

02/2016 → 07/2017

Fidelity Brokerage Services, Llc

Salt Lake City, UT
07/2017 → 02/2018

Usaa Financial Planning Services

Tampa, FL
02/2018 → 12/2018

Allen & Co. Of Florida Inc.

Lakeland, FL
02/2019 → 06/2019

Robert Half

Orlando, FL
06/2019 → 01/2021

Royal Alliance

Clermont, FL
01/2021 → 03/2023

Vystar Credit Union

Sanford, FL
03/2023 → 12/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Orlando, FL
12/2018 → 06/2019

Equis Financial

Orlando, FL
05/2023 → 01/2025

Bank Of America, N.A.

Orlando, FL
01/2025 → Present

Wells Fargo Clearing Services, Llc

Winter Park, FL

Previous Registrations

2023-05-11 → 2025-01-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rockledge, FL

Orlando, FL
2021-01-21 → 2023-04-03

Lpl Financial Llc

Orlando, FL

Jacksonville, FL

Oviedo, FL

Deland, FL

Sanford, FL

Sanford, FL

Mt Dora, FL

Melbourne, FL

Winter Garden, FL
2020-01-24 → 2021-01-13

Osaic Wealth, Inc.

Clermont, FL

Lakeland, FL
2018-05-08 → 2018-12-13

Allen & Company Of Florida, Llc

Lakeland, FL

Lakeland, FL

Other Businesses

1)04/01/2020 - Real Estate Rental - Inv Rel - Davenport, FL - Start: 04/2020 - 1 Hr/Mth I*1779278, Entity Type non-profit, Name of OBA: Sereno HOA Address: Orlando, FL 32806 Investment Related: No Position, Title, Association: Finance Committee Employee Start Date: 08/01/2023 No Hours: 10hrs per year No Hours during trading: 0 Duties: Sereno Homeowners Association; Not Inv related; Kissimmee, FL;HOA; Finance Committee Member; Start date 08/01/2023; 1 hour per month; 0 hours during trading| Sereniblu Ventures, LLC; Inv related; Melbourne, FL; LLC for rental property; 100% Ownership; Start date 09/30/2024; 2 hours per month; 0 hours during trading | Rental Property; Inv related; Davenport, FL; 100% Ownership; Start date 03/28/2019; 1 hour per month; 0 hours during trading | JDD Investments DBA Dirty Dough; Inv related; Orlando, FL; 49% Ownership; Start date 02/14/2025; 5 hours per month; 0 hours during trading | Rental Property; Inv related; Melbourne, FL; 100% Ownership; Start date 09/30/2024; 2 hour per month; 0 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-05-05
S63	Uniform Securities Agent State Law Examination	2016-04-01

S66 Uniform Combined State Law Examination

2018-05-05
S63 Uniform Securities Agent State Law Examination

2016-04-01

Designations

Other Names

Eddy Ricardo Montalvo

View on SEC IAPD