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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-01-22
  • PA RA
    APPROVED
    Since 2026-01-22

Branch Locations

409 Market Street, Lewisburg, PA 17837 • United States

315 East Chestnut Street, Mifflinburg, PA 17844 • United States

405 River Avenue, Williamsport, PA 17701 • United States

33 South Front Street, Milton, PA 17847 • United States

1071 N Susquehanna Trl, Selinsgrove, PA 17870 • United States

1143 North 4Th Street, Sunbury, PA 17801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Berwick PA 09/2012 Present
M&T Bank Berwick PA 10/2011 Present
Lpl Financial Llc Shamokin PA 06/2021 Present
  • 09/2012 → Present
    M&T Securities
    Berwick, PA
  • 10/2011 → Present
    M&T Bank
    Berwick, PA
  • 06/2021 → Present
    Shamokin, PA
Other Businesses

1. 04/27/2021 - M&T Bank - Financial Institution Duty - Sr. Relationship Banker - Investment Related - At Reported Business Location(s) - Start Date 6/10/2021 - 150 Hours Per Month/ 7.5 Hours During Trading 2. 11/08/2023 - M&T Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/27/2021 - 10 Hours Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-21
S63 Uniform Securities Agent State Law Examination 2013-08-29
  • S65 Uniform Investment Adviser Law Examination
    2026-01-21
  • S63 Uniform Securities Agent State Law Examination
    2013-08-29

View on SEC IAPD

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