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James William O'BRien

Sentinel Pension Advisors, LLC.

West Hartford, CT

Wakefield, MA

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Current Employers
Sentinel Pension Advisors, Llc.

100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-03-29
  • CT RA
    APPROVED
    Since 2024-03-29

Branch Locations

West Hartford, CT • United States

100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sentinel Group Wakefield MA 03/2024 Present
Fiducient Advisors Windsor CT 03/2016 02/2024
  • 03/2024 → Present
    Sentinel Group
    Wakefield, MA
  • 03/2016 → 02/2024
    Fiducient Advisors
    Windsor, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-29
S63 Uniform Securities Agent State Law Examination 2012-11-19
  • S65 Uniform Investment Adviser Law Examination
    2024-03-29
  • S63 Uniform Securities Agent State Law Examination
    2012-11-19

View on SEC IAPD

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