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Sehr Kayani

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Houston, TX

Sugar Land, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-12
  • TX RA
    APPROVED
    Since 2023-09-12

Branch Locations

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

800 Capitol St Pbig - Houston Ii, Houston, TX 77002 • United States

Sugar Land, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Washington DC 07/2015 09/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 09/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-01
S63 Uniform Securities Agent State Law Examination 2013-11-23
  • S65 Uniform Investment Adviser Law Examination
    2014-04-01
  • S63 Uniform Securities Agent State Law Examination
    2013-11-23

View on SEC IAPD

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