Kenneth Scott Auman

Current Employers

Lri Investments

3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-04-01

NC RA
APPROVED

Since 2024-04-01

Branch Locations

3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410 • United States

Chapel Hill, NC • United States

29 South Main Street Suite 311, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M Holdings Securities, Inc.	Portland	OR	09/2012	Present
Lindberg & Ripple	Windso	CT	09/2012	Present

09/2012 → Present

M Holdings Securities, Inc.

Portland, OR
09/2012 → Present

Lindberg & Ripple

Windso, CT

Previous Registrations

2012-10-12 → 2024-03-29

M Holdings Securities, Inc.

Chapel Hill, NC

Portland, OR

Chapel Hill, NC

West Hartford, CT

Other Businesses

1) LINDBERG & RIPPLE, INC.; 29 South Main Street, Suite 311, West Hartford, CT 06107; M Financial Group Member Firm; Investment Related; Investment Advisor Representative; Wealth Management Services; 10/12/2012; 155 hours/month; 140 hours/month during business hours

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-10-11

S65 Uniform Investment Adviser Law Examination

2012-10-11

Designations

View on SEC IAPD