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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-06-23
  • WI RA
    APPROVED
    Since 2026-06-23

Branch Locations

2100 Omro Road, Oshkosh, WI 54904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Green Bay WI 02/2025 Present
Bmo Bank Green Bay WI 01/2023 Present
Carter's Inc Green Bay WI 01/2022 01/2023
Maurices Appleton WI 08/2010 01/2022
  • 02/2025 → Present
    Green Bay, WI
  • 01/2023 → Present
    Bmo Bank
    Green Bay, WI
  • 01/2022 → 01/2023
    Carter's Inc
    Green Bay, WI
  • 08/2010 → 01/2022
    Maurices
    Appleton, WI
Other Businesses

1. 08/09/2024- BMO Investment Services- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Lcoation (s) 2. 08/09/2024- BMO Harris Bank- Notary- Green Bay WI 54304- Inv Rel- 160 Hrs Per Mnth- 8 Hrs During Trading- Start Date 08/21/2024 3. 08/09/2024- 08/09/2024- BMO Harris Bank- Financial Institution Duty- Green Bay WI 54304- Inv Rel- 160 Hrs Per Mnth- 8 Hrs During Trading- Start Date 08/21/2024

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-20
S63 Uniform Securities Agent State Law Examination 2025-04-30
  • S65 Uniform Investment Adviser Law Examination
    2026-06-20
  • S63 Uniform Securities Agent State Law Examination
    2025-04-30

View on SEC IAPD

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