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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Green Bay | WI | 02/2025 | Present |
| Bmo Bank | Green Bay | WI | 01/2023 | Present |
| Carter's Inc | Green Bay | WI | 01/2022 | 01/2023 |
| Maurices | Appleton | WI | 08/2010 | 01/2022 |
1. 08/09/2024- BMO Investment Services- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Lcoation (s) 2. 08/09/2024- BMO Harris Bank- Notary- Green Bay WI 54304- Inv Rel- 160 Hrs Per Mnth- 8 Hrs During Trading- Start Date 08/21/2024 3. 08/09/2024- 08/09/2024- BMO Harris Bank- Financial Institution Duty- Green Bay WI 54304- Inv Rel- 160 Hrs Per Mnth- 8 Hrs During Trading- Start Date 08/21/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2025-04-30 |
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