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Raymond Lawrence Baraldi

Hightower Advisors, LLC

Chicago, IL

Wayne, PA

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-01-23
  • PA RA
    APPROVED
    Since 2019-01-23

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

565 E. Swedesford Rd. Suite 210, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 09/2012 09/2016
Hightower Securities, Llc Wayne PA 09/2016 Present
  • 09/2012 → 09/2016
    The Vanguard Group, Inc.
    Malvern, PA
  • 09/2016 → Present
    Hightower Securities, Llc
    Wayne, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-12-18
  • S63 Uniform Securities Agent State Law Examination
    2013-12-18
Designations
Other Names
  • Raymond Baraldi

View on SEC IAPD

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Other Offices

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PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
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PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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