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Claudia Cristina Cummings

Raymond James & Associates, Inc.

Grapevine, TX

Fort Worth, TX

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-03
  • TX RA
    APPROVED
    Since 2023-04-03

Branch Locations

Grapevine, TX • United States

3230 Camp Bowie Blvd Suites 400 And 775, Fort Worth, TX 76107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paychex, Inc Irving TX 09/2012 11/2016
Paychex Securities Corporation Irving TX 09/2012 11/2016
Ameritas Life Insurance Corp Lincoln NE 11/2016 07/2022
Ameritas Investment Corp Lincoln NE 01/2017 07/2022
Raymond James & Associates, Inc. Fort Worth TX 07/2022 Present
  • 09/2012 → 11/2016
    Paychex, Inc
    Irving, TX
  • 09/2012 → 11/2016
    Paychex Securities Corporation
    Irving, TX
  • 11/2016 → 07/2022
    Ameritas Life Insurance Corp
    Lincoln, NE
  • 01/2017 → 07/2022
    Ameritas Investment Corp
    Lincoln, NE
  • 07/2022 → Present
    Raymond James & Associates, Inc.
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-01
S63 Uniform Securities Agent State Law Examination 2013-01-20
  • S65 Uniform Investment Adviser Law Examination
    2023-04-01
  • S63 Uniform Securities Agent State Law Examination
    2013-01-20
Other Names
  • Claudia Cristina Skolnik
  • Claudia Cristina Murguia
  • Claudia Cristina Ferguson
  • Claudia Ferguson

View on SEC IAPD

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