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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-02-11
  • OH RA
    APPROVED
    Since 2020-02-11

Branch Locations

6050 Oak Tree Blvd Suite 320, Independence, OH 44131 • United States

Brunswick, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 04/2015 06/2020
Axa Equitable Cleveland OH 09/2012 06/2020
Equitable Advisors, Llc New York NY 04/2015 Present
Equitable Cleveland OH 09/2012 Present
  • 04/2015 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 09/2012 → 06/2020
    Axa Equitable
    Cleveland, OH
  • 04/2015 → Present
    New York, NY
  • 09/2012 → Present
    Equitable
    Cleveland, OH
Other Businesses

1. Member of Associate Board, The City Mission, Cleveland OH 44103, Homeless Shelter, since 10/2019, 4 hrs per month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-29
  • S66 Uniform Combined State Law Examination
    2020-01-29
Other Names
  • Hannah Lee Uveges

View on SEC IAPD

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