Stephen A Shealy

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2026-08-21
UT	RA	APPROVED	2026-08-20
SD	RA	APPROVED	2026-03-05
IL	RA	APPROVED	2025-07-14
ND	RA	APPROVED	2024-08-13
MI	RA	APPROVED	2023-11-13
WI	RA	APPROVED	2023-11-13
IA	RA	APPROVED	2022-05-04
MO	RA	APPROVED	2020-12-01
TX	RA	APPROVED	2020-09-24
NC	RA	APPROVED	2020-05-07
MT	RA	APPROVED	2020-01-07
NH	RA	APPROVED	2018-06-13
FL	RA	APPROVED	2015-06-29
CA	RA	APPROVED	2014-05-19
MN	RA	APPROVED	2013-11-06
GA	RA	APPROVED	2013-02-20

SC RA
APPROVED

Since 2026-08-21
UT RA
APPROVED

Since 2026-08-20
SD RA
APPROVED

Since 2026-03-05
IL RA
APPROVED

Since 2025-07-14
ND RA
APPROVED

Since 2024-08-13
MI RA
APPROVED

Since 2023-11-13
WI RA
APPROVED

Since 2023-11-13
IA RA
APPROVED

Since 2022-05-04
MO RA
APPROVED

Since 2020-12-01
TX RA
APPROVED

Since 2020-09-24
NC RA
APPROVED

Since 2020-05-07
MT RA
APPROVED

Since 2020-01-07
NH RA
APPROVED

Since 2018-06-13
FL RA
APPROVED

Since 2015-06-29
CA RA
APPROVED

Since 2014-05-19
MN RA
APPROVED

Since 2013-11-06
GA RA
APPROVED

Since 2013-02-20

Branch Locations

10900 Wayzata Boulevard Suite 730, Minnetonka, MN 55305 • United States

Roberts, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Company	Minneapolis	MN	09/2012	01/2024
Park Avenue Securities	Minneapolis	MN	09/2012	01/2024
Guardian Life Insurance Company	Minnetonka	MN	01/2024	Present
Park Avenue Securities	Minnetonka	MN	01/2024	Present
Guardian Life Insurance Company	Roberts	WI	06/2024	Present
Park Avenue Securities	Roberts	WI	06/2024	Present

09/2012 → 01/2024

Guardian Life Insurance Company

Minneapolis, MN
09/2012 → 01/2024

Park Avenue Securities

Minneapolis, MN
01/2024 → Present

Guardian Life Insurance Company

Minnetonka, MN
01/2024 → Present

Park Avenue Securities

Minnetonka, MN
06/2024 → Present

Guardian Life Insurance Company

Roberts, WI
06/2024 → Present

Park Avenue Securities

Roberts, WI

Other Businesses

1. Shealy Music-periodic performances in settings ranging from restaurants, receptions, larger performance halls, etc, Start: 01/01/2013, Address: 348 Meadow Lane Woodbury, MN 55125, 2 non bus hrs per month, Not investment related, 2. Insurance Advisor-Providing life, disability, and long-term care insurance to clients who benefit from products from other insurance carriers,. Start: 11/14/2014, Address: 920 2nd Ave. S. #1100 Minneapolis, MN 55402, 5 bus hrs per month, Investment related,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-11-09

S66 Uniform Combined State Law Examination

2012-11-09

Other Names

Stephen Andrew Shealy

View on SEC IAPD