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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-06-30 |
| MN | RA | APPROVED | 2022-06-30 |
Branch Locations
West Chester, PA • United States
Oakland, CA • United States
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Minneapolis, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 09/2012 | 07/2019 |
| Thrivent Investment Management Inc | Golden Valley | MN | 04/2020 | 12/2021 |
| Oz Cycles Llc | Minneapolis | MN | 02/2019 | 11/2020 |
| Thrivent Financial | Appleton | WI | 11/2020 | 12/2021 |
| Ameriprise Financial Services, Llc | Oakland | CA | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-27 |
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