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Ryan Christopher Adam

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-07-06
TX RA APPROVED_RES 2020-04-16
  • NJ RA
    APPROVED
    Since 2020-07-06
  • TX RA
    APPROVED_RES
    Since 2020-04-16

Branch Locations

1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds Inc. New York NY 09/2012 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 03/2020 Present
Unemployed Somerville NJ 06/2019 03/2020
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-30
S63 Uniform Securities Agent State Law Examination 2012-12-03
  • S65 Uniform Investment Adviser Law Examination
    2020-06-30
  • S63 Uniform Securities Agent State Law Examination
    2012-12-03
Other Names
  • Ryan Christopher Adam
  • Ryan Adam

View on SEC IAPD

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