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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-05-01
MD RA APPROVED 2023-06-29
  • PA RA
    APPROVED
    Since 2024-05-01
  • MD RA
    APPROVED
    Since 2023-06-29

Branch Locations

8216 Philadelphia Rd, Baltimore, MD 21237 • United States

10283 York Rd, Cockeysville, MD 21030 • United States

501 Fairmount Ave, Towson, MD 21286 • United States

8108 Jumpers Hole Road, Pasadena, MD 21120 • United States

9050 Baltimore National Pike, Ellicott City, MD 21042 • United States

1355 Orchard Dr, Chambersburg, PA 17201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investments Charlotte NC 01/2009 12/2018
Bb&T Bank Baltimore MD 01/2009 12/2018
Bb&T Securities, Llc Baltimore MD 01/2018 12/2018
Not Employed Westminster MD 12/2018 02/2019
Suntrust Bank Baltimore MD 03/2019 11/2019
Suntrust Investment Services, Inc Baltimore MD 03/2019 11/2019
Suntrust Advisory Services, Inc Atlanta GA 03/2019 11/2019
Orrstown Financial Advisors Townson MD 12/2019 Present
Cetera Wealth Services, Llc El Segundo CA 01/2020 Present
Orrstown Bank Townson MD 12/2019 Present
Trustee For Family Trust Townson MD 03/2018 11/2022
Notary Public Carroll County, Maryland Westminster MD 08/2010 Present
Resident Agent, Murbro, Llc Westminster MD 06/2018 Present
Pink Fling Committee Townson MD 11/2019 06/2022
Trustee For Mother'S Trust Westminster MD 03/2018 10/2020
Executrix For The Estate Of Ruth G. Andes Westminster MD 07/2020 06/2022
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2009 → 12/2018
    Bb&T Investments
    Charlotte, NC
  • 01/2009 → 12/2018
    Bb&T Bank
    Baltimore, MD
  • 01/2018 → 12/2018
    Bb&T Securities, Llc
    Baltimore, MD
  • 12/2018 → 02/2019
    Not Employed
    Westminster, MD
  • 03/2019 → 11/2019
    Suntrust Bank
    Baltimore, MD
  • 03/2019 → 11/2019
    Suntrust Investment Services, Inc
    Baltimore, MD
  • 03/2019 → 11/2019
    Suntrust Advisory Services, Inc
    Atlanta, GA
  • 12/2019 → Present
    Orrstown Financial Advisors
    Townson, MD
  • 01/2020 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 12/2019 → Present
    Orrstown Bank
    Townson, MD
  • 03/2018 → 11/2022
    Trustee For Family Trust
    Townson, MD
  • 08/2010 → Present
    Notary Public Carroll County, Maryland
    Westminster, MD
  • 06/2018 → Present
    Resident Agent, Murbro, Llc
    Westminster, MD
  • 11/2019 → 06/2022
    Pink Fling Committee
    Townson, MD
  • 03/2018 → 10/2020
    Trustee For Mother'S Trust
    Westminster, MD
  • 07/2020 → 06/2022
    Executrix For The Estate Of Ruth G. Andes
    Westminster, MD
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-03-18 → 2020-07-01
    Wheatland Advisors Inc
    Lancaster, PA
    Towson, MD
  • 2019-03-19 → 2019-11-19
    Baltimore, MD
    Baltimore, MD
  • 2018-01-02 → 2018-12-31
    Bb&T Securities, Llc
    Charlotte, NC
    Baltimore, MD
  • 2009-01-26 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Baltimore, MD
  • 2004-06-25 → 2008-12-31
    Bb&T Investment Services, Inc.
    Baltimore, MD
    Charlotte, NC
    Charlotte, NC
Other Businesses

(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, APX NUMBER OF HOURS PER WEEK: 10, DURING TRADING HOURS, INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE (2) NAME OF OTHER BUSINESS: ORRSTOWN BANK INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANK, INVESTMENT AND WEALTH MANAGEMENT SERVICES POSITION/TITLE/RELATIONSHIP: TRUST OFFICER START DATE: 12/2019 APX NUMBER OF HOURS PER WEEK: 40, 32.50 DURING TRADINH HOURS, ADMINISTRATION OF VARIOUS TYPES OF ACCOUNTS, NOT INVOLVED IN THE INVESTMENT RECOMMENDATIONS TO AND OR EXECUTIONS OF SECURITIES TRANSACTIONS FOR THE TRUST DEPARTMENT (3) ORRSTOWN FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: 77 EAST KING STREET SHIPPENSBURG, PA 17257 NATURE OF BUSINESS: INVESTMENT AND MANAGEMENT SERVICES POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR START DATE: 12/2019 APX NUMBER OF HOURS PER WEEK: 40, 32.50 DURING TRADINH HOURS, FINANCIAL ADVISOR OFFERING INVESTMENT AND WEALTH MANAGEMENT SERVICES (4) NOTARY PUBLIC CARROLL COUNTY, MARYLAND INVESTMENT RELATED: NO ADDRESS: 1210 WEYMOUTH STREET, WESTMINSTER, MD 21158 NATURE OF BUSINESS: OBTAINED NOTARY LICENSE MOSTLY FOR LOAN SETTLEMENTS POSITION/TITLE/RELATIONSHIP: N/A START DATE: 8/2010 APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: NOTARY PUBLIC - OBTAINED NOTARY LICENSE MOSTLY FOR LOAN SETTLEMENTS (5) NAME OF OTHER BUSINESS: RESIDENT AGENT, MURBRO, LLC INVESTMENT RELATED: NO ADDRESS: 1210 WEYMOUTH STREET, WESTMINSTER, MD 21158 NATURE OF BUSINESS: HUSBAND AND HIS BUSINESS PARTNER OWN AN LLC WHICH PURCHASES REAL ESTATE, REHABS IT AND SELLS IT POSITION/TITLE/RELATIONSHIP START DATE: 6/2018 APX NUMBER OF HOURS PER WEEK: NONE APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: AS RESIDENT AGENT, ANY MAIL OF A LEGAL NATURE WOULD BE ADDRESSED TO ME

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-24
S63 Uniform Securities Agent State Law Examination 2000-11-17
  • S66 Uniform Combined State Law Examination
    2004-06-24
  • S63 Uniform Securities Agent State Law Examination
    2000-11-17
Other Names
  • Elizabeth Grace Andes

View on SEC IAPD

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