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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • GA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

Atlanta, GA • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
At&T Atlanta GA 06/2007 05/2022
Cetera Advisors Llc Denver CO 04/2017 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 06/2007 → 05/2022
    At&T
    Atlanta, GA
  • 04/2017 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1) NAME OF OTHER BUSINESS: CHASTAIN PARK CAPITAL PARTNERS, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 08/2017; POSITION/TITLE/RELATIONSHIP: REGISTERED ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH FINANCIAL CONSULTING, INVESTMENT MANAGEMENT, AND CLIENT RELATIONSHIPS; 2) NAME OF OTHER BUSINESS: SIMPLIFY FINANCE ATLANTA, LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: DBA FOR EXPENSES ; START DATE: 12/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR INCOME AND EXPENSES ; 3) NAME OF OTHER BUSINESS: BUCKHEAD CHURCH; INVESTMENT RELATED: NO; ADDRESS: 3336 PEACHTREE RD NE ATLANTA, GA 30326 NATURE OF BUSINESS: FINANCIAL MENTORING; START DATE: 04/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL MENTOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: MENTORING CHURCH MEMBERS, TEACHING BUDGETING AND FINANCIAL LITERACY; 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2023; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, & LONG-TERM CARE; 5) NAME OF OTHER BUSINESS: LONE WOLFPACK RUNNING CLUB; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RUNNING CLUB; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: FOUNDER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGE AND ORGANIZE GROUP RUNS, RUN COURSES, HYDRATION STATIONS, ORGANIZE VOLUNTEERS, PROMOTE CLUB;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-29
  • S66 Uniform Combined State Law Examination
    2019-03-29

View on SEC IAPD

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