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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| At&T | Atlanta | GA | 06/2007 | 05/2022 |
| Cetera Advisors Llc | Denver | CO | 04/2017 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1) NAME OF OTHER BUSINESS: CHASTAIN PARK CAPITAL PARTNERS, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 08/2017; POSITION/TITLE/RELATIONSHIP: REGISTERED ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH FINANCIAL CONSULTING, INVESTMENT MANAGEMENT, AND CLIENT RELATIONSHIPS; 2) NAME OF OTHER BUSINESS: SIMPLIFY FINANCE ATLANTA, LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: DBA FOR EXPENSES ; START DATE: 12/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR INCOME AND EXPENSES ; 3) NAME OF OTHER BUSINESS: BUCKHEAD CHURCH; INVESTMENT RELATED: NO; ADDRESS: 3336 PEACHTREE RD NE ATLANTA, GA 30326 NATURE OF BUSINESS: FINANCIAL MENTORING; START DATE: 04/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL MENTOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: MENTORING CHURCH MEMBERS, TEACHING BUDGETING AND FINANCIAL LITERACY; 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2023; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, & LONG-TERM CARE; 5) NAME OF OTHER BUSINESS: LONE WOLFPACK RUNNING CLUB; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RUNNING CLUB; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: FOUNDER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGE AND ORGANIZE GROUP RUNS, RUN COURSES, HYDRATION STATIONS, ORGANIZE VOLUNTEERS, PROMOTE CLUB;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-29 |
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