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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-09-10 |
| TX | RA | APPROVED | 2025-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Tucson | AZ | 01/2014 | 01/2021 |
| Wells Fargo Advisors Financial Network, Llc | Tucson | AZ | 03/2021 | 12/2022 |
| Northern Trust Securities, Inc. | Tucson | AZ | 12/2022 | 01/2023 |
| Wells Fargo Advisors Financial Network, Llc | Tucson | AZ | 01/2023 | 09/2025 |
| Lpl Financial | Tucson | AZ | 09/2025 | Present |
1- 09/03/2025 / Notary / Notary / Investment Related / Tucson, AZ / Start date: 03/27/2025 - 1 hr during trading 0hrs during Trading 2- 9/3/2025 / Drago Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)/ Start date: 09/02/2025 - 160 hrs mth / 8 hrs during trading 3- 12/03/2025 - Dragonomics LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 12/02/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-21 |
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