Andrew Philip Carpenter

Current Employers

Sequent Planning, Llc

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2025-12-15

NE RA
APPROVED

Since 2025-12-15

Branch Locations

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pacific Life	Omaha	NE	03/2016	01/2022
Senior Market Sales	Omaha	NE	01/2024	Present
Peak Brokerage Services, Llc	Jupiter	FL	02/2024	12/2025
Guardian Capital Group	Colorado Springs	CO	01/2022	05/2023
Hammers Construction, Inc	Colorado Springs	CO	05/2023	10/2023
Unemployed	Omaha	NE	10/2023	01/2024
Sequent Planning, Llc	Omaha	NE	10/2025	Present

03/2016 → 01/2022

Pacific Life

Omaha, NE
01/2024 → Present

Senior Market Sales

Omaha, NE
02/2024 → 12/2025

Peak Brokerage Services, Llc

Jupiter, FL
01/2022 → 05/2023

Guardian Capital Group

Colorado Springs, CO
05/2023 → 10/2023

Hammers Construction, Inc

Colorado Springs, CO
10/2023 → 01/2024

Unemployed

Omaha, NE
10/2025 → Present

Sequent Planning, Llc

Omaha, NE

Other Businesses

Business Entity: Senior Market Sales; Business Activity: Independent Marketing Organization; Duties of position: Assisting agents in the evaluation of fixed insurance products; Title: Marketing Consultant; Start Date: 1/8/2023; Approx. # of hours per month spent on activity: 160; Approx. # of hours spent during trading hours: 160

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-12-12
S63	Uniform Securities Agent State Law Examination	2019-06-26

S65 Uniform Investment Adviser Law Examination

2025-12-12
S63 Uniform Securities Agent State Law Examination

2019-06-26