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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-10-14 |
Branch Locations
858 Camp Street, New Orleans, LA 70130 • United States
19200 Von Karman Ave, Suite 400, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investacorp Inc | Miami | FL | 09/2012 | 07/2020 |
| Investacorp Advisory Services | Miami | FL | 02/2013 | 07/2020 |
| Securities America, Inc. | Irvine | CA | 07/2020 | 10/2022 |
| Securities America Advisors, Inc. | Irvine | CA | 07/2020 | 10/2022 |
| Newedge Securities Inc | Pittsburgh | PA | 10/2022 | Present |
| Newedge Advisors | New Orleans | LA | 10/2022 | Present |
1. ROBERT DAVIES POSITION: Insurance Sales NATURE: To sell Insurance products. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 09/01/2010 ADDRESS: irvine CA DESCRIPTION: To provide quotes and sell Insurance to individuals. 2.Davies INC.*No invest* Ladera Ranch, CA*President*Pay salary from fees from NewEdge Advisors and commissions from NewEdge Securities.*10/14/22*1 hr per mnth/0 trade* 3.NewEdge Advisors*Yes Invest*Irvine, CA*Financial Advisor*Provide financial and investment advice.*10/14/22*50 Per mnth/20during trade*Review client goals to determine investment strategies. Gather client data, account information, social security, pensions etc. and provide comprehensive financial planning. 3. Insurance Sales*No Invest* Irvine, CA *Self*I sell health, Medicare, LTC, and Life insurance. In addition to fixed annuities.*1/1/16*5Per mnth/1during trade*I sell health, Medicare, LTC, and Life insurance. In addition to fixed annuities. 4. PacificView Wealth* Yes Invest*1/1/2012*Irvine, CA *Sales Rep*I provide life and health insurance options, quotes and annuity illustrations to clients and prospective clients.*2 Hours/4 Non Trade 5.Fixed Insurance and Fixed Annuity Sales*No Invest*Irvine, CA*Self*I sell health, Medicare, LTC, and Fixed Life insurance. In addition to fixed annuities.*1/1/16*5 hr per mnth/1 trade*Provide insurance quotes and process applications. 6. Successor Trustee*Yes Invest*Irvine, CA *Financial Advisory Business*10/14/22*Financial Advisor*Provide investment advice for my Aunt's Trust Account*1Hr trade/1 hr non trade
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-15 |
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