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Paul Edward Bartschi

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Westlake Village, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-06
CA RA APPROVED 2005-09-07
  • TX RA
    APPROVED_RES
    Since 2018-07-06
  • CA RA
    APPROVED
    Since 2005-09-07

Branch Locations

2815 Townsgate Rd, Westlake Village, CA 91361 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westlake Village CA 09/2005 Present
Bank Of America,Na Westlake Village CA 09/2009 Present
Previous Registrations
  • 2002-11-26 → 2005-08-29
    Morgan Stanley Dw Inc.
    Oxnard, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-19
S63 Uniform Securities Agent State Law Examination 2000-08-04
  • S65 Uniform Investment Adviser Law Examination
    2002-09-19
  • S63 Uniform Securities Agent State Law Examination
    2000-08-04
Other Names
  • Paul Edward Bartschi Iii

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
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RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
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