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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-06 |
| CA | RA | APPROVED | 2024-05-30 |
Branch Locations
425 Market Street Suite 1800, San Francisco, CA 94105 • United States
1025 Hampshire St Unit C, San Francisco, CA 94110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life | Sleepy Hollow | NY | 03/2016 | 04/2024 |
| New York Life Insurance Co | San Franciso | CA | 05/2024 | Present |
| Nylife Securities Llc | San Franciso | CA | 05/2024 | Present |
| Bay Rhode Financial And Insurance Solutions | San Francisco | CA | 07/2024 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 425 Market St. Suite 1600 San Francisco, CA 94105; 5 hours per month , 5 hours during securities trading hours; insurance related] [OPERATING UNDER THE DBA NAME OF BAY RHODE FINANCIAL AND INSURANCE SOLUTIONS FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (SAN FRANCISCO, CA); START DATE: 07/2024]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2013-01-22 |
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