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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-03 |
| FL | RA | APPROVED | 2023-10-20 |
Branch Locations
801 Brickell Avenue Suite 2100, Miami, FL 33131 • United States
Miami, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bofa Securities, Inc. | Charlotte | NC | 03/2015 | 10/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 09/2022 | 10/2023 |
| Bank Of America, N.A. | Miami | FL | 08/2022 | 10/2023 |
| Rbc Capital Markets, Llc | Miami | FL | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-19 |
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