David Michael Davis

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2023-05-30

MI RA
APPROVED

Since 2023-05-30

Branch Locations

Jackson, MI • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial Yes
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Flagstar Bank	Okemos	MI	07/2015	05/2023
Infinex Investments, Inc.	East Lansing	MI	07/2016	05/2023
Sigma Financial Corporation	Ann Arbor	MI	05/2023	Present
Sigma Planning Corporation	Ann Arbor	MI	05/2023	Present

07/2015 → 05/2023

Flagstar Bank

Okemos, MI
07/2016 → 05/2023

Infinex Investments, Inc.

East Lansing, MI
05/2023 → Present

Sigma Financial Corporation

Ann Arbor, MI
05/2023 → Present

Sigma Planning Corporation

Ann Arbor, MI

Previous Registrations

2016-07-01 → 2023-05-30

Osaic Institutions, Inc.

Grand Ledge, MI

Lansing, MI

Okemos, MI

East Lansing, MI

Lansing, MI

Jackson, MI

Howell, MI

Howell, MI
2015-07-13 → 2016-07-01

Essex National Securities, Llc

Okemos, MI

East Lansing, MI
2013-01-31 → 2015-06-24

Principal Securities, Inc.

Lansing, MI

Other Businesses

DBA - Full Circle Financial Planning, Lansing, MI - offering investment and insurance advice as well as financial planning. Start date: 8/2/23, approx. 40 hrs/mo. INV REL: Y USA Hockey - Hockey referee officiating adult and minor hockey games. Start date: 8/23/23, approx. 20 hrs/wk, none during mkt hrs. INV REL: N Jackson Area Hockey Association - Growth and Tournament Director. Start date: 10/26/23, approx. 2 hrs/mo. INV REL: N Sale of non-variable insurance products as a Health Insurance Broker. Start date: 10/26/23, approx. 10 hrs/mo. INV REL: Y Co-owner and manager, with spouse, of Davis Gardner LLC. Formed for the rental of travel trailer. Start date: 7/30/24, approx. 2-3/mos, 1 hr during trading hrs. INV REL: N Sole member of Davis Capital Group LLC, a personally held limited liability company established for use as a personal services entity, Jackson, MI. Start date: 6/2/26.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-12-26

S66 Uniform Combined State Law Examination

2012-12-26

Other Names

David Michael Davis

View on SEC IAPD