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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-02 |
| NY | RA | APPROVED | 2023-05-11 |
Branch Locations
San Francisco, CA • United States
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2012 | 02/2023 |
| Aegis Capital Corp | New York | NY | 05/2023 | Present |
1) Rental Property, San Bruno, CA, Investment-related Start date: 2/1/2014, Owner, Hours per week: 0, Hours during trading: 0, Maintain property. Rental Property Pacifica, CA, Investment-related Start date: 8/1/2008, Owner, Hours per week: 0, Hours during trading: 0, Rent out property. Rental Property, San Bruno, CA, Investment-related Start date: 2/1/2011, Owner, Hours per week: 0, Hours during trading: 0, Rent out property. Rental Property, Flushing, NY, Investment-related Start date: 5/27/2020, Owner, Hours per week: 0, Hours during trading: 0, Look over income and accounting. Rental Property, Philadelphia, PA, Investment-related Start date: 8/15/2021, Owner, Hours per week: 0, Hours during trading: 0, Rent out property, calculate utilities, ready the file for taxes 2) ACC AGENCY, INC., 1305 WALT WHITMAN RD. SUITE 120 MELVILLE NY 11747; INVESTMENT-RELATED; AGENT, PRODUCER; INSURANCE GENERAL AGENCY; START DATE: 01/16/2025; 5-10 HOURS PER MONTH DEVOTED TO BUSINESS; 5-10 HOURS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-09 |
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