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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-07-02 |
| TX | RA | APPROVED | 2017-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg Investments Inc | Dallas | TX | 01/2012 | 07/2017 |
| National Securities Corp | Dallas | TX | 07/2017 | 09/2022 |
| National Securities Corporation | Dallas | TX | 08/2017 | 09/2022 |
| B. Riley Wealth Management | Dallas | TX | 07/2022 | Present |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-17 |
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