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Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-02
TX RA APPROVED 2017-08-03
  • CO RA
    APPROVED
    Since 2026-07-02
  • TX RA
    APPROVED
    Since 2017-08-03

Branch Locations

Fort Collins, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfg Investments Inc Dallas TX 01/2012 07/2017
National Securities Corp Dallas TX 07/2017 09/2022
National Securities Corporation Dallas TX 08/2017 09/2022
B. Riley Wealth Management Dallas TX 07/2022 Present
B. Riley Wealth Advisors, Inc. Memphis TN 07/2022 Present
  • 01/2012 → 07/2017
    Wfg Investments Inc
    Dallas, TX
  • 07/2017 → 09/2022
    National Securities Corp
    Dallas, TX
  • 08/2017 → 09/2022
    National Securities Corporation
    Dallas, TX
  • 07/2022 → Present
    B. Riley Wealth Management
    Dallas, TX
  • 07/2022 → Present
    Memphis, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-17
  • S66 Uniform Combined State Law Examination
    2009-12-17
Other Names
  • Gus Stephen Horvath
  • Agoston Horvath

View on SEC IAPD

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