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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-13
MD RA APPROVED 2019-11-12
  • TX RA
    APPROVED_RES
    Since 2019-11-13
  • MD RA
    APPROVED
    Since 2019-11-12

Branch Locations

Marriottsville, MD • United States

9881 Broken Land Parkway Suite 301, Columbia, MD 21046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Columbia MD 09/2012 11/2019
Raymond James Financial Services, Inc. Columbia MD 11/2019 Present
Raymond James Financial Services Advisors, Inc. Columbia MD 11/2019 Present
Previous Registrations
Other Businesses

(1) Name of Business: Merriweather Money Management, LLC Address: 9881 Broken Land Pkwy, Suite 301, Columbia, MD, 21046, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 11/10/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Acting Branch Manager, day to day management of all FAs and staff. Reviewing correspondence, daily trades, and all business activities. Ensuring the branch operations within compliance standards and policies.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-05
  • S66 Uniform Combined State Law Examination
    2014-03-05
Other Names
  • Victoria Virginia Roe
  • Victoria Walker

View on SEC IAPD

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