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Dwain Jefferson

J.P. Morgan Securities LLC

Walnut Creek, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-29
TX RA APPROVED_RES 2025-04-26
  • CA RA
    APPROVED
    Since 2025-04-29
  • TX RA
    APPROVED_RES
    Since 2025-04-26

Branch Locations

1656 N California Blvd, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Walnut Creek CA 10/2015 08/2018
J.P. Morgan Chase Bank Walnut Creek CA 09/2015 11/2018
Bank Of America Oakland CA 11/2018 10/2024
J.P. Morgan Securities Llc San Francisco CA 10/2024 Present
Jpmorgan Chase Bank, N.A. San Francisco CA 10/2024 Present
  • 10/2015 → 08/2018
    J.P. Morgan Securities Llc
    Walnut Creek, CA
  • 09/2015 → 11/2018
    J.P. Morgan Chase Bank
    Walnut Creek, CA
  • 11/2018 → 10/2024
    Bank Of America
    Oakland, CA
  • 10/2024 → Present
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 10/2024 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-25
S63 Uniform Securities Agent State Law Examination 2012-10-22
  • S66 Uniform Combined State Law Examination
    2025-04-25
  • S63 Uniform Securities Agent State Law Examination
    2012-10-22
Other Names
  • Dwain E Jefferson
  • Dwain Jefferson
  • Dwain Edward Jefferson

View on SEC IAPD

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Other Offices

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BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
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