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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-04-04 |
Branch Locations
10900 Wayzata Blvd, Suite 270, Minnetonka, MN 55305 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | St. Cloud | MN | 01/2014 | 04/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2012 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2017 | 04/2024 |
| Lpl Financial Llc | Minnetonka | MN | 04/2024 | Present |
1- 03/2024 / Innovative Planning Group / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 03/2024 / IPG Risk Management / Non-Variable Insurance / Investment Related / 80 hrs during trading / 4 hrs during trading / Start date: 04/03/2024 3- 04/09/2024 - Great Valley Advisor Group Inc. DBA Great Valley Advisor Group - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Started: 4/3/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 04/09/2024 - Great Valley Advisor Group, Inc. - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Advisor - Started: 4/3/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-05-30 |
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