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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-01
  • TX RA
    APPROVED
    Since 2021-09-01

Branch Locations

333 Se 2Nd Ave 23Rd Fl [Icg & Rtg], Miami, FL 33131 • United States

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-03
  • TX RA
    APPROVED_RES
    Since 2020-01-03

Branch Locations

333 Se 2Nd Ave 23Rd Fl [Icg & Rtg], Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Pembroke Pines FL 08/2009 Present
Wells Fargo Advisors Llc Pembroke Pines FL 08/2012 11/2016
Wells Fargo Clearing Services, Llc Pembroke Pines FL 11/2016 Present
  • 08/2009 → Present
    Wells Fargo Bank Na
    Pembroke Pines, FL
  • 08/2012 → 11/2016
    Wells Fargo Advisors Llc
    Pembroke Pines, FL
  • 11/2016 → Present
    Pembroke Pines, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-12-18
  • S63 Uniform Securities Agent State Law Examination
    2012-12-18

View on SEC IAPD

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