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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-01-01
  • TX RA
    APPROVED
    Since 2013-01-01

Branch Locations

Austin, TX • United States

9442 N Capital Of Texas Hwy Ste 800, Austin, TX 78759 • United States

1300 Hercules Ave Ste 205, Houston, TX 77058 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Austin TX 09/2012 03/2020
Ameriprise Financial Services, Llc Austin TX 03/2020 Present
Other Businesses

Business Ownership; Triple Rein, LLC; Owner; Myself and my daughters, Vivian & Ava (both minors) own, train, buy, sell, show, transport, care for and lease horses in the hunter/jumper/equitation and reining horse show industries.; 8515 Calera Drive, , Austin, TX, 78735; Not Investment-Related; 04/24/2025; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-31
  • S66 Uniform Combined State Law Examination
    2012-12-31
Other Names
  • Dana Lynn Winegar
  • Dana Winegar Hubbard
  • Dana Bives

View on SEC IAPD

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