Carlos Aguilera

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-12-13

TX RA
APPROVED

Since 2012-12-13

Branch Locations

Austin, TX • United States

1803 Broadway St, San Antonio, TX 78215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Antonio	TX	08/2012	Present
Bank Of America, N.A.	San Antonio	TX	03/2013	Present

08/2012 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Antonio, TX
03/2013 → Present

Bank Of America, N.A.

San Antonio, TX

Other Businesses

I*9261 For profit or not for profit: Name of outside business organization: Carlos Aguilera Investment related: Address of business: san Antonio, Texas 78210 Nature of business: Position, title, association: Start date of relationship: 1/17/2020 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-12-12

S66 Uniform Combined State Law Examination

2012-12-12

Other Names

Carlos M Aguilera

View on SEC IAPD