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Michael Solomon Kats

Mariner

Madison, NJ

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-05-09
  • NJ RA
    APPROVED
    Since 2022-05-09

Branch Locations

One Giralda Farms Suite 130, Madison, NJ 07940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Berkeley Heights NJ 06/2015 04/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Berkeley Heights NJ 06/2015 04/2022
Mariner Wealth Advisors Madison NJ 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-05
  • S66 Uniform Combined State Law Examination
    2013-07-05
Designations
Other Names
  • Michael Kats

View on SEC IAPD

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