Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-09-29
TX RA APPROVED 2022-09-29
WA RA APPROVED 2022-09-29
  • CO RA
    APPROVED
    Since 2022-09-29
  • TX RA
    APPROVED
    Since 2022-09-29
  • WA RA
    APPROVED
    Since 2022-09-29

Branch Locations

Spokane, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2012 09/2022
Northwestern Mutual Investment Services, Llc Colorado Springs CO 09/2012 09/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 09/2022
Raymond James Financial Services, Inc. Colorado Springs CO 09/2022 Present
Raymond James Financial Services Advisors, Inc. Colorado Springs CO 09/2022 Present
Previous Registrations
Other Businesses

(1)Name of Business: 11081 Echo Canyon LLC Address: 14605 E. Brevier Rd., Spokane, WA, 99217, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/30/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I serve as the owner/managers/proprietors for 11081 Echo Canyon LLC which includes finding tenants when leases renew and managing the property repairs and issues when needed. It is owned by Anderson Springs LLC (2)Name of Business: 6001 N Edgemont LLC Address: 14605 E. Brevier Rd, Spokane, WA, 99217, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Long term rental property owned by our holding company. Home is owned by 6001 N Edgemont LLC and owned by Anderson Springs LLC (our master LLC) (3)Name of Business: Anderson Springs LLC Address: 14605 E. Brevier Rd., Spokane, WA, 99217, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Master LLC that owns my real estate LLC. Attorney had us set it up this way with CPA to ensure easy tax filing (one return for both rental properties). We own 6001 Edgemont LLC and 11081 Echo Canyon LLC. My wife and I are the member/owners of the LLC. (4)Name of Business: Anderson Wealth Management Address: 14605 E. Brevier Road, Spokane, WA, 99217, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/02/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my operating company for my RJFS business that owns 75% of the Sovereign Wealth Strategies Group partnership. (5)Name of Business: Sovereign Wealth Strategies Group, LLC Address: 660 Southpointe Ct Ste 316A, Colorado Springs, CO, 80906-3874, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 09/29/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Planning and Advising DBA name for Raymond James branch (6)Name of Business: SPRUCE LAKE LLC Address: 14605 E. Brevier Road, SPOKANE, WA, 99217-9628, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/29/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner Member, I file the annual report and renew our vehicles every year when up for renewal

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-19
  • S66 Uniform Combined State Law Examination
    2013-04-19
Designations

View on SEC IAPD

More in Spokane, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor