Andrew M. Alfonso

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2026-04-01
TX	RA	APPROVED_RES	2026-03-27

OR RA
APPROVED

Since 2026-04-01
TX RA
APPROVED_RES

Since 2026-03-27

Branch Locations

5400 Sw Meadows Rd Stes 200 & 250, Lake Oswego, OR 97035 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Portland	OR	01/2012	03/2026
J.P. Morgan Securities Llc	Portland	OR	10/2012	03/2026
Wells Fargo Clearing Services, Llc	Lake Oswego	OR	03/2026	Present

01/2012 → 03/2026

Jpmorgan Chase Bank, N.A.

Portland, OR
10/2012 → 03/2026

J.P. Morgan Securities Llc

Portland, OR
03/2026 → Present

Wells Fargo Clearing Services, Llc

Lake Oswego, OR

Previous Registrations

2017-01-25 → 2026-03-27

J.P. Morgan Securities Llc

Portland, OR

Portland, OR

Beaverton, OR

Portland, OR

Portland, OR

Scappoose, OR

St. Helens, OR

Portland, OR

Tigard, OR

Portland, OR

Other Businesses

RENTAL PROPERTY - 16679; INV RELATED;TIGARD,OR; RENTAL;100% OWNERSHIP; START DATE: 08/21/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-01-18
S63	Uniform Securities Agent State Law Examination	2012-09-25

S66 Uniform Combined State Law Examination

2017-01-18
S63 Uniform Securities Agent State Law Examination

2012-09-25

Other Names

Andrew M Alfonso
Andrew Alfonso
Andrew Michael Alfonso

View on SEC IAPD