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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-19 |
| OH | RA | APPROVED | 2020-01-03 |
Branch Locations
3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alps Distributors, Inc. | Denver | CO | 08/2012 | 12/2019 |
| Ubs Financial Services Inc | Cincinnati | OH | 01/2020 | Present |
WRIGHT STATE UNIVERSITY FOUNDATION / United States / 3640 COLONEL GLENN HWY. DAYTON, Ohio 45435 / Foundation / https://www.wright.edu/giving/about-university-advancement / Education / Advisor or advisory group member if advice given may influence an officer/board / Attend Investment Committee meetings and vote on Committee Meeting Minutes as well as any investment changes. / Start Date 5/1/2018
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-12 |
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