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3200 N. Central Ave Suite #200, Phoenix, AZ 85012 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Phoenix | AZ | 03/2015 | 11/2021 |
| Securities America, Inc. | Scottsdale | AZ | 11/2021 | 01/2023 |
| Pfg Advisors | Scottsdale | AZ | 11/2021 | Present |
DBA: Rorbach Financial Services PFG ADVISORS POSITION: Advisor NATURE: Advisory Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 65 START DATE: 11/15/2021 ADDRESS: 4335 N 78TH ST #C201 SCOTTSDALE, AZ 85251 DESCRIPTION: Getting to know my clients, formulating plan of action (investment plan) and implementing plan. Conducting periodic reviews. Fee based business. INSURANCE SALES POSITION: Insurance Producer NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2021 ADDRESS: 4335 N 78TH ST #C201 SCOTTSDALE, AZ 85251 DESCRIPTION: Selling insurance to clients where appropriate after a thorough needs analysis has been completed. If an investment/index component exists I assist with its selection as well. ID THEFT/SECURITY ASSISTANCE POSITION: Secure my parents ID/Accounts and ensure breach is fixed NATURE: Helping my parents recover their identity and secure their technology devices, email accounts, home network etc. They had their identity stolen and I am the person my family comes to with all thing's technology related. They said the ID theft insurance they pay for will pay someone to help them recover and secure their identities. Would like to know if I would be allowed to get paid to help them do that. If I can't get paid, am I allowed to do it for free as they are my parents? INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/08/2022 ADDRESS: 4335 n. 78th st, #C201, Scottsdale AZ 85251 DESCRIPTION: Ensure online email accounts, bank accounts, retailer accounts etc. Have been secured (Password Recovery email/phone numbers are changed/correct, walk them through the process of changing usernames and passwords (without me knowing that info just walking them through the process). Ensuring their credit reporting agency accounts are frozen until breach is resolved. Cleaning and wiping electronic devices of viruses, potential monitoring and key loggers installed without their knowledge. Backing up files they need. etc. MISSION BEACH LUXURY RENTALS INC. POSITION: Employee/Head of IT department NATURE: Management of rental properties in the Mission beach area of San Diego. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2022 ADDRESS: 2861 Ocean Front Walk, San Diego CA 92109 DESCRIPTION: I will be an employee of MBLR helping with IT projects and issues to start. My role may expand later but right now that is my focus. MBLR a company my family is starting. My father is a client, but I am not invested in this business. I will be offered employee benefits and be paid a monthly salary. (Salary and benefits have not been determined yet) CORONADO COAST LLC POSITION: Host NATURE: Rental property in San Diego INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2022 ADDRESS: 2861 Ocean Front Walk, San Diego CA 92109 DESCRIPTION: My title will be Host/Member Manager meaning I will be managing the property in Mission Beach San Diego, making sure rental is in compliance with all rules and regulations, rent gets paid, and maintenance is completed if needed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-23 |
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