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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ozona National Bank | San Marcos | TX | 02/2002 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 02/2002 | Present |
| Cetera Investment Advisers Llc | Wimberley | TX | 01/2014 | Present |
1) RODEO COWBOY, FARMER; NOT INVESTMENT RELATED; USUALLY EARNS $2K-$3K PER ACTIVITY PER YEAR. 2) BACK-UP POA AND EXECUTOR FOR GRANDFATHER (GILBERT LEE COOPER)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-26 |
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