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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-14 |
| WA | RA | APPROVED | 2019-07-09 |
Branch Locations
310 120Th Ave Ne Ste 101, Bellevue, WA 98005 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Seattle | WA | 10/2015 | 10/2016 |
| Wells Fargo Advisors, Llc | Seattle | WA | 10/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 11/2016 | 06/2019 |
| Ameriprise Financial Services, Llc | Auburn | WA | 07/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Auburn | WA | 03/2020 | Present |
Business Ownership; Emerald Archway, LLC; Owner; Manage Ameriprise Business; 310 120th Ave NE, 101, Bellevue, WA, 98005; Investment-Related; 01/01/2027; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-18 |
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