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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-14
WA RA APPROVED 2019-07-09
  • TX RA
    APPROVED_RES
    Since 2023-07-14
  • WA RA
    APPROVED
    Since 2019-07-09

Branch Locations

310 120Th Ave Ne Ste 101, Bellevue, WA 98005 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Seattle WA 10/2015 10/2016
Wells Fargo Advisors, Llc Seattle WA 10/2016 11/2016
Wells Fargo Clearing Services, Llc Seattle WA 11/2016 06/2019
Ameriprise Financial Services, Llc Auburn WA 07/2019 03/2020
Ameriprise Financial Services, Llc Auburn WA 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Emerald Archway, LLC; Owner; Manage Ameriprise Business; 310 120th Ave NE, 101, Bellevue, WA, 98005; Investment-Related; 01/01/2027; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-11
S63 Uniform Securities Agent State Law Examination 2014-11-18
  • S66 Uniform Combined State Law Examination
    2016-11-11
  • S63 Uniform Securities Agent State Law Examination
    2014-11-18
Other Names
  • Vince Edward Stanton
  • Vincent Edward Stanton
  • Vince Stanton

View on SEC IAPD

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