Charles Gary Drake

Current Employers

Employment History

• 09/2013 → 07/2018
  Cetera Advisor Networks Llc
  El Segundo, CA
• 07/2018 → Present
  Lpl Financial Llc
  Guilford, CT

Previous Registrations

• 2013-09-03 → 2018-07-30
  Cetera Wealth Services, Llc
  Guilford, CT
• 2007-03-06 → 2013-09-03
  Walnut Street Securities, Inc.
  Guilford, CT

Other Businesses

1) 07/30/2018 - Non-Variable Insurance - Sterling Holistic Advisors - 100% - INVESTMENT RELATED - Harrisburg, PA 2) 12/16/2024 - Holistic Wealth Advisors DBA for LPL Business (entity for LPL business) - Charles Gary Drake - 100% - INVESTMENT RELATED - GUILFORD, CT 06437 3) 12/30/2024- Holistic Wealth Advisors- Registered Investment Advisor- I provide investment advisory services through Holistic Wealth Advisors, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. - INV Related- At GUILFORD, CT - Start date 12/18/2024- 20 Hours Per Month- 20 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-02-22
• S63 Uniform Securities Agent State Law Examination
  2000-09-20

Other Names

• Gary Drake