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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-03 |
Branch Locations
100 Corporate Pkwy Ste 118, Amherst, NY 14226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Niagara Bank | Lockport | NY | 10/2014 | 09/2016 |
| Lpl Financial Llc | Lockport | NY | 10/2014 | 09/2016 |
| Keybank | Lockport | NY | 09/2016 | 01/2017 |
| Key Investment Services Llc | Cheekotwaga | NY | 09/2016 | 01/2017 |
| Northwest Bank | Kenmore | NY | 01/2017 | 04/2024 |
| Lpl Financial, Llc | Kenmore | NY | 02/2017 | 04/2024 |
| Principal Securities, Inc. | Amherst | NY | 03/2024 | Present |
| Principal Life Insurance Company | Amherst | NY | 03/2024 | Present |
INSURANCE POSITION: Outside Sales NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2024 ADDRESS: 100 Corporate Parkway, Suite 118, Amherst NY 14226, United States DESCRIPTION: Sale of Life, DI, Annuities, Health, LTC, Dental, Medicare & Medical Insurance through various carriers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-05 |
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